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Jobs and careers for broker account manager in Coconut Grove (2 jobs)

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SUPERVISORY ATTORNEY-ADVISER

  • Securities and Exchange Commission
  • Coconut Grove
$139,878 a year
... an Exam Manager with responsibility for overseeing examinations of registered broker-dealers ... financial institutions, such as registered broker-dealers; municipal advisors; transfer agents ...
a month ago

SUPERVISORY SECURITIES COMPLIANCE EXAMINER

  • Securities and Exchange Commission
  • Coconut Grove
$139,878 a year
... an Exam Manager with responsibility for overseeing examinations of registered broker-dealers ... , records and practices of registered broker-dealers; municipal advisors; transfer agents ...
a month ago

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