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Jobs and careers for practice manager from the company Securities and exchange commission in Coconut Grove (2 jobs)

Securities and exchange commission
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SUPERVISORY SECURITIES COMPLIANCE EXAMINER

  • Securities and Exchange Commission
  • Coconut Grove
$139,878 a year
... will function as an Exam Manager with responsibility for overseeing examinations ... , or investigating principles, techniques, and practices that involve the review and ... evaluation of procedures, records and practices of registered broker-dealers; municipal ...
a month ago

SUPERVISORY ATTORNEY-ADVISER

  • Securities and Exchange Commission
  • Coconut Grove
$139,878 a year
... will function as an Exam Manager with responsibility for overseeing examinations ...
a month ago

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